Client Vault

Ascendant Compliance Management, Inc.



Ascendant Compliance Management is a leader in compliance and registration consulting services for Investment Advisors. Ascendant works closely with ALWM providing ongoing compliance consulting, guidance and training. More specifically, they help us prepare for registration, perform regulatory risk management and infrastructure analysis, and offer due diligence services and compliance training. By ensuring that our firm understands compliance control arrangements, Ascendant aims to ensure that good compliance becomes an integral part of the way we conduct business. Ascendant helps our firm create a culture of compliance and makes compliance a source of strength.

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